Fiduciary Fitness PLANADVISER November/December 2018

ERISA Section 409(b)

Fiduciaries can be personally liable—even for a predecessor’s breach

Reported by

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ERISA vista PLANADVISER November/December 2018

The SEC on Rollovers

The agency says RIAs are fiduciaries

Reported by

Fred Reish and Joan Neri

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