Complaint Accuses Stifel of 401(k) Investment Mismanagement
The plaintiffs contend that the financial services firm ignored and retained underperforming investments at the expense of plan participants.
Tag: Stifel
Equitable to Acquire Stifel Independent Advisors
Stifel Financial’s independent broker/dealer and registered investment advisory firm has more than 110 advisers with approximately $9 billion in assets...
Advisory M&A News – 1/22/24
Dynasty Network adds Steadmont Advisors; MAI Capital Management acquires Traverso Chambers Private Wealth Management; Stofan Agazzi Investments joins Stifel Independent...
Financial Advisers Feeling Starved of Time with Clients, J.D. Power Reports
Additionally, one in five advisers said they were less than five years away from retirement.