GOP Proposes Bills to Require Longer SEC Comment Periods, Overturn Private Funds Adviser Rule
Introduced in the House of Representatives, a bill to invalidate the private funds adviser rule would be unlikely to pass...
Tag: Private Funds
5th Circuit Court Hears Challenge to SEC Private Fund Adviser Rule
The rule requires private fund advisers to make additional disclosures and forbids them from providing investors with preferential treatment related...
New Bill Would Require Private Fund Disclosures for Chinese Investments
Senators seek to stymie Americans’ retirement savings being invested in China and other "countries of concern."
Private Fund Adviser Fined $1.6M for Duty of Care Violations
The infrastructure fund allegedly did not disclose conflicts of interest and took actions without regard for their impact on investors.
SEC Reopens Comment Period for RIA Investment Custody Rule
The regulator also announced a new proposal to increase transparency and disclosures for private fund managers such as private equity...
Legislation to Expand Accredited Investor Definition Moves to Senate
Two bills seeking to widen the pool of investors who can invest in private equity passed the House last week...
Proposed Bill Would Tie $150 Million RIA Registration Threshold to Inflation
The Small Business Investor Capital Access Act, introduced this week, would increase the registration exemption from $150 million by tying...
Alternative Asset Managers Release Tool for ESG Disclosure
The ESG Integrated Disclosure Project is intended to provide a standard format for ESG-related disclosures and to offer companies a baseline...