Trends
Data & Research
Compliance
Of Mutual Benefit
Advisers can help small nonprofits—a market that’s expected to grow.
403(b) Plan Sponsors Continue to Improve Investment Oversight
Even among 403(b) plans not governed by ERISA, PLANSPONSOR DC Survey results show that in 2016, 54.3% of plan sponsors reported they have an investment committee for their plans; this jumped to 67.3% in 2017 and 67% in 2018.
Non-ERISA 403(b) Plan Sponsor Cited for Late Deposit of Deferrals
A charter school in New Orleans has been told it has violated federal law and its obligations regarding financial management as identified in the charter operating agreement.