Regulators Release Auto-Enroll Info for Small Employers
The U.S. Department of Labor (DoL) and the Internal Revenue Service (IRS) released a new publication to help small employers understand automatic enrollment for 401(k) plans.
Tag: Department of Labor (DOL)
regulatory radar
Hidden in Plain Sight?
What do the Department of Labor fee initiatives mean for advisers?
investment-oriented
A Calculated Risk
Risk-based funds remain popular on plan menus. Why some plans pick them, and how some advisers benchmark them
investment-oriented
Searching for Clarity
Target-dates useful but flawed, witnesses tell SEC and DoL
regulatory radar
Andrews Bill Raises Questions
Is this the end of the road for the PPA’s fiduciary adviser?
intro
Fresh Perspectives
Fees, retirement income, QDIAs, and 403(b)s offer advisers sales and service opportunities
regulatory radar
Traps for the Unwary
Advisers need to get to work now to comply with new Form 5500 requirements
servicing strategies
A Wise Choice?
Advisers giving advice through the PPA's fiduciary adviser provision must play by rules that still are not final
investment-oriented
Grabbing the Right Option
The QDIA regulations open the door for new default options