
Compliance
Complying With the Custody Rule and the New Custody Proposal
Experts explained common compliance mistakes involving the custody rule and spoke to the new custody rule proposal.

Compliance
SEC Adopts Settlement Cycle Rule, Proposes New Custodial Rule
The rules, adopted and proposed, respectively, by 3-2 margins, were partially informed by recent scandals.

Compliance
SEC Wants Enhanced Protections on Crypto, Other Adviser-Managed Investments
The proposed changes would amend a custodial rule requiring cryptocurrency exchanges to be run by qualified custodians.