Compliance September 30th, 2026 SEC Proposes Amendments to Broaden Retail Access to Alts The Securities and Exchange Commission seeks to broaden the qualifications for accredited investors, which the chairman said will ‘complement’ the...
Compliance December 15th, 2023 SEC Suggests Retirement Assets Should Not Count Toward Accredited Investor Threshold The regulator’s report on the accredited investor definition noted that many only qualify because of their DC plan assets.