RESEARCH |
2023
PLANADVISER DCIO Survey
Reported by PLANADVISER
Providers
Neuberger Berman
| TOTAL DCIO ASSETS (US only) ($MM) | |
|---|---|
| Year ending 12/31/2022 | $14,355 |
| Year ending 12/31/2021 | $16,273 |
| Total DCIO funds | 33 |
| Number of TDF series | 0 |
| LARGEST STANDALONE DCIO FUND ($MM) | |
|---|---|
| Fund name | Neuberger Berman Genesis Fund |
| Fund assets | $5,527 |
| Portfolio manager | Bob D'Alelio, Judy Vale, Greg Spiegel, Brett Reiner |
| First Year Managing Fund | 1994, 1997, 2019, 2019 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 67% |
| Collective investment trusts | 4% |
| Separate accounts | 29% |
| Equity | 79% |
| Hybrid/Multi-Asset | 0% |
| Stable value/Money market | 0% |
| Fixed-Income | 19% |
| % Active Management | 100% |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on retail financial advisers | 0 |
| Salespeople focused on DC specialist financial advisers | 6 |
| Salespeople focused on institutional | 9 |
| Compliance support | No |
| Access to ERISA Counsel | No |
| Conferences for advisers | Yes |
| Plan benchmarking | No |
| Lead generation | No |
| Investment committee meetings | Yes |
| Target-date evaluation tools | No |
| Training for DC plan sales/service | No |
| # RECORDKEEPING PARTNERS | Not Reported |