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The agency has not been enforcing the 2024 rule and will consider a new one, using pre-2024 standards in the meantime.

Former Merrill and Hightower advisers create an independent advisory firm in Connecticut; United Capital Financial Advisors acquires The Paul Group; Mercer Advisors acquires RIAs based in Oregon and...

Jackson has launched new fixed index annuities; Shelton Capital Management will offer an Equity Premium Income ETF; VanEck launches new actively managed ETFs; and more.

She is currently a senior judge of the U.S. Armed Forces Court of Appeals; she will join the SEC September 2.

Nearly two-thirds of retirees surveyed said Social Security payments could never keep pace with inflation stemming from tariffs, according to Nationwide.

Osaic gains affiliates in California, Minnesota; Mercer Global Advisors acquires Family Wealth Planning Group; Aspen Standard Wealth acquires MG Financial; and more.

The Garden State has proposed labeling investment advisers and broker/dealers ‘employees’ rather than ‘independent contractors.’

Franklin Templeton adds managed option strategies to custom indexing platform; AllianceBernstein includes Pacific Life on multi-insurer platform; Principal transitions administrative responsibilities to FuturePlan; Crossmark, GlobalX, Invesco, Janus Henderson...

In his role as SVP of corporate development, Mango will lead M&A.

Thoughts from Brian Allen, with Pension Consultants, Inc.

Thoughts from Andrew Blankenship, with Advo(k)ate Advisors.

The fintech provider ranked 44 states by assets under management available per SEC-registered adviser.

Apollo’s retirement services arm named Grant Kvalheim CEO and elevated Mike Downing and Sean Brennan to co-presidents of Athene USA.

Workers with even modest emergency reserves are far more likely to preserve their retirement contributions—highlighting a simple, powerful way employers can help.

Included in House Republicans’ policy package are investment accounts promoting financial security for American children.

During a recent PLANSPONSOR webinar, experts discussed maintaining fiduciary oversight over health plans, especially the importance of updating plan documents, creating committees and monitoring vendors.

Analysts at several firms have pointed to the possibility that the most recently announced tariffs are a negotiating ploy, as they are not set to go into effect...