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Sharing trade secrets and other proprietary data are among the allegations made against Guideline and two former HI employees.

The tools aim to help investors understand climate risks within their portfolios.

The Investment Company Institute said the new tax-preferred investment vehicle for newborns would ‘undermine competition’ if they were opened through a single, U.S. Treasury-selected provider.

Advyzon furthers integration with Schwab Advisor Services; iPipeline launches AI-Powered ‘CHARLi’ foundation; and Cetera introduces Private Wealth Portfolios for high-net-worth clients; and more.

Retirees accused Northrop Grumman Corp. of allegedly misinforming pension participants about their promised benefits.

Keaton & Sams enters partnership with Concurrent; Ascend joins Kestra Private Wealth Services’ platform; Gallagher Financial and Legacy Investments become Osaic affiliates; and more.

MetLife’s annuities will be available on Alight’s benefits platform, which serves nearly 12 million defined contribution plan participants.

In an exclusive interview, Vitera’s new CEO, Rebecca Tadikonda, explains the firm’s recent share class launch, market demand and re-branding.

Three ex-brokers allege the Department of Labor unlawfully aided the firm by issuing an advisory opinion that undermined pending compensation claims. 

The Supreme Court will take up the case's main outcome, after already ruling on a separate part of the case in 2020.

Regardless of when the IRS publishes updates to various limits in defined contribution plans, the four-week-old government shutdown will not change plan deadlines.

Higher inflation over the next year is by far the biggest concern among surveyed insurance companies, according to a BlackRock report.

Hiring 3(38) investment managers can reduce employers’ exposure to claims tied to investment performance, but they still need to be monitored.

Financial advisers were less risk-averse and preferred a longer time horizon for retirement planning than surveyed investors, according to Capital Group.

Janus Henderson’s board of directors will appoint a special committee to consider the nonbinding takeover offer, which values the company at more than $7 billion.

Stifel Financial’s independent broker/dealer and registered investment advisory firm has more than 110 advisers with approximately $9 billion in assets under management.

Bluespring Wealth Partners adds 3 executives; Financial Planning Association appoints CEO; Envestnet names new CTO; and more.

The average monthly benefit for retired workers will rise to $2,064 from $2,008, starting in January, following the announcement of the annual cost-of-living adjustment.