Search results for: acts 19

chalk talk

Branching Out

Is it time to introduce “foreign matter” into the pipeline?

IMHO: Cost of Living 'Adjustment'

A couple of weeks back, the Social Security Administration announced that, for the second year in a row—but only for the second time since 1975—there...

The Redefining of Retirement Continues

Merrill Lynch's “Affluent Insights Quarterly Survey” finds although affluent Americans are feeling more financially secure this year than last, 61% are expecting to retire later than originally planned.

DoL Broadens Fiduciary Net

For the first time in a generation, the Labor Department has taken another crack at the definition of a fiduciary under the Employee Retirement Income...
cover story

Personality Test

How your mindset contributes to your affiliation selection
regulatory radar

Taking Aim

New ERISA 408(b)(2) rules take a new look at adviser fees, but how that examination will affect you depends on what kind of adviser you are
learner's permit

What You Need To Know About YouTube

When most people think of YouTube, they envision comedic homemade videos, sports clips, or excerpts from television shows, but the popular Web site, www.youtube.com, also can be a...

Clear Messages Given at DoL/Treasury Hearings

Forty-five companies and interest groups representing the retirement industry testified before the Department of Labor (DoL) and the U.S. Treasury yesterday and today to discuss lifetime income...

Court Dismisses BofA Stock Drop Case

 A federal judge has tossed out a stock drop case against Bank of America (BofA) that had alleged numerous fiduciary breaches in connection with BofA’s Merrill Lynch and Countrywide...
cover story

Behavior Modification

Behavioral finance applies to employers, too. Four decisions they have trouble making, and how you can help.
servicing strategies

Gender Gap

How retirement plan advisers and plan sponsors can help women combat a potential retirement savings shortfall

IMHO: The Duty To Ask

Last week I mentioned a revenue-sharing case that could have far-reaching implications.    
practice management

The Efficient Frontier

Advisers should consider these back-office support factors when evaluating broker/dealers
learner's permit

What You Need To Know About… LinkedIn

Much has been written about how financial advisers can use LinkedIn to help them grow their practices—but what’s in it specifically for the 401(k) adviser? 

IMHO: Prudent Mien?

Anyone who has been paying attention to 401(k) plan litigation these past several years knows that a common trigger—perhaps the most common trigger—for litigation is the presence...