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Fiduciary Fitness
Statute of Limitations
Is there a continuing duty to monitor prohibited transactions?
Investment-Oriented
Managed Accounts’ Value
The option uses investors’ information, to better meet their needs
Servicing Strategies
Stretching the Match
An adjustment to the formula can enlarge participants’ savings
Trendspotting
LPL’s Long-Range View
Bill Beardsley, head of Retirement Partners at LPL, gives his take on the firm’s decision to close the Worksite Financial Solutions program, and on his plans for lasting...
Trendspotting
Advisers Begin to Embrace Artificial Intelligence
Will it, as believed, provide a competitive edge?
Health Care Costs Remain Retirement Planning Blind Spot
According to a new survey, 76% of employees say they understand the salient features of health savings accounts, or “HSAs,” yet only 12% could correctly identify the common...
Trendspotting
Customization for More Control
Tailoring the plan helps sponsors diversify investments
Trendspotting
A Secure Retirement for Only 50%
8 out of 10 households could be fine—if costs could be reduced
Court Finds in Favor of NYU in 403(b) Plans Lawsuit
A federal district court judge found that “while there were deficiencies in the Committee’s processes—including that several members displayed a concerning lack of knowledge relevant to the Committee’s...
Compliance News
Compliance News
Bills Addresses Retirement Plan AccessA package of bills sponsored by Senators Cory Booker, D-New Jersey, Tom Cotton, R-Alaska, Heidi Heitkamp, D-North Dakota, and Todd Young, R-Indiana, would increase...
Adviser Executives Expect Strong Headcount Growth This Year
Polling its members, the Investment Adviser Association finds broad optimism about business prospects in the year; many firms report plans to grow headcounts by up to 10%.