Search results for: a

The CEO of the Oasis Group cautions against being swayed by flashy features  

Registered investment advisers held nearly half of all active ETF assets and almost 40% of total ETF assets last year, according to ISS Market Intelligence data.

The Employee Benefits Security Administration will accept input for 60 days.

The breach was noticed one day after malicious actors gained access to the insurer's CRM system.

The complaint alleges Franklin Templeton violated ERISA by: 1) breaching its fiduciary duties of loyalty and prudence; and 2) failing to monitor the fiduciaries it appointed to manage...

Many workers reported a substantial gap in their savings and have concerns about outliving their retirement assets

MethodPlan CRM, which aims to help advisers and broker/dealers build and review retirement plans, is now available on Salesforce’s apps marketplace.

Making the case for managed accounts, the firm reported its service increased participants’ saving rates, especially among those who were not on track for retirement.

The paper introduces principles based on five core areas: fiduciary process, value for money, asset class distinctions, operations and participant communications.

A hearing Thursday discussed three bill aimed at expanding employee stock ownership plans, and a fourth bill was introduced that would create an Office of Employee Ownership.

Alliant Insurance Services adds VP within its Employee Benefits Group; Coller Capital adds Burke Bradford and Kevin Peters to private wealth team; and more.

Investors can better prepare for financial blows by limiting their exposure to equity, by considering risk—and by making more in the first place, according to Morningstar.

Filing after the Department of Labor’s amicus brief in a similar case, Illinois plaintiffs allege that the grocery company violated its fiduciary duty by ‘failing to promptly exhaust...

Two former employees of Nokia North America allege that the company failed to replace poorly performing funds, which cost employees more than $100 million. 

Thoughts from William Brian Drake, with Summit Financial Group.

Thoughts from Tina Schackman, with Benefit Financial Services Group.

Aligning with legislation introduced in the Senate in May, the bill allows for workers as young as 18 to be eligible to participate in defined contribution plans.

Franklin Templeton adds managed option strategies to custom indexing platform; AllianceBernstein includes Pacific Life on multi-insurer platform; Principal transitions administrative responsibilities to FuturePlan; Crossmark, GlobalX, Invesco, Janus Henderson...