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Trends
On the Move
➜ Julija Kod joined Wilshire as senior vice president of the institutional client solutions team. ➜ Daniel Yem joined J.P. Morgan Asset Management as a senior investment specialist to...
Publisher’s Note
Being Cyber Aware
As cybersecurity threats proliferate, advisers can emphasize the need for vigilance.
Data Points
An Adviser’s Value
Most plan sponsors agree that a dedicated adviser delivers better outcomes.
Trends
Asset Flows Affect Plan Decisions
Clients can adjust for the economy to protect participant savings.
Trends
Early Retirement Health Costs
Strategies to keep medical bills from spiraling out of control.
Plan Design / Post-Retirement
New Territory for Income?
Advisers and providers need to help solve the decumulation challenge.
Plan Design / Cover Story
Balancing Act
How advisers can help participants prioritize their savings, with retirement in mind.
Trends
Buy Now Pay Later
Even if plan participants can pay their items off in time, will they really pay later, after they’ve overspent and their retirement nest egg is too small?
Plan Design / Modeling
Previewing Plan Features
A tryout for the client removes any mystery before implementation.
Compliance News
Legislative and Judicial Actions
The SEC favors proxy voting advice rule amendments; the PBGC issues final rule implementing the Special Financial Assistance program; appeals court rules in favor of defendants in CommonSpririt...
Plan Design / Participant Coverage
Greater Access
Adjust the plan—or craft a new one—to cover a client’s excluded workers.
ERISA vista
If Caught Off Guard by a Failure
Advisers can self-correct some violations of PTE 2020-02.
Compliance Consult
Compliance for Wealth Managers
PTE 2020-02 cannot resolve all conflicts of interest.
Plan Design / Investments
Next-Level Options
How advisers can make strategies they know, work better.
Plan Design / After-Tax Contributions
A Different Way to Save
The ins and outs of adding a non-Roth option to a 401(k).
Trends
Talking Points
Do You Want to Live to 100? Back to Work In May, after rising steadily since January, the rate of unretirement—a return to the workforce among those who...
Retirement Industry People Moves
SEI names new family office and regulatory services leader; Security Benefit adds new financial institutions director; Creative Planning acquires Wipfli Financial Advisors; and more.
Marmon Holdings Faces Latest Capozzi Adler Complaint
As in many prior ERISA cases, the plaintiffs allege their DC plan fiduciaries breached their duties by failing to adequately review the plan’s investment portfolio and ensure reasonable...
SEC, CFTC Propose New Private Fund Industry Reporting Changes
Regulators cite the increased complexity of the private fund industry and rapid growth for need to amend confidential filing rules.