Search results for: a

Income inequality is a greater threat, according to the Social Security Administration’s chief actuary.

With SECURE 2.0 deadlines pending, plan advisers should also start talking to plan sponsors about providing company matches as post-tax Roth contributions and student loan matches.

One of the commonly missed opportunities for growing a retirement or wealth advisory business is executive financial consulting, according to an M&A expert from Marshberry.

Only 9% of advisers report using blended TDFs, but 93% are interested in them, according to a T. Rowe Price expert.

The proposal would require advisers to eliminate conflicts related to a wide range of computational technology.

ERIC, CIEBA, SPARK and ABC submitted an amicus brief on behalf of the firm’s retirement plan.

According to the regulator, a sweep into marketing rule violations led to $850,000 in total penalties.

Rebecca Hourihan, founder of 401(k) Marketing, shares how to attract clients through personal branding.

The rule is expected to broaden when investment advice is considered fiduciary advice under ERISA.

Cetera acquires tax-focused wealth manager Avantax for $1.2B; Investment Consulting Group joins Osaic; Hub International acquires assets of Dieffenbach Benefits Group; and more.

A new survey by the asset manager also shows that more than half of respondents view U.S. Treasurys, investment-grade corporate bonds and municipal bonds as attractive investments.

Jim Kiley of Security Benefit outlines the multiple opportunities available to retirement plan advisers with school district employees.

Vestwell’s director of plan design consulting shares a playbook of options advisers can discuss in year-end plan meetings with longtime, new or potential clients.

The two financial firms are launching Prismic Life Reinsurance with $10 billion in reserves.

Newfront hires Lumban as retirement plan consultant; Vestwell selects new VP; PGIM hires Adler as private alternatives CEO and president; and more.

As the House of Representatives returned this week, it wasted no time proposing new bills targeting ESG investing.

An Aspen Institute forum on retirement considered major sector issues, including leveraging SECURE 2.0's 50% federal matching contribution deposited directly into a taxpayer’s IRA or retirement plan.

Republicans introduced legislation targeting the controversial candidate, whose nomination has not been put to a vote.

F/m Investments has asked the SEC for the right to classify an ETF series as mutual funds to be accessible for 401(k) participants.

Human Interest launches Fast Track 401(k); AllianzIM introduces September buffered ETFs; Madison Investments unveils latest actively managed ETF Suite; and more.