Search results for: a
servicing strategies
Happy Together
How advisers can measure client satisfaction and why they should
trendspotting
Longevity Risk Makes for More Frugal Elderly
One potential reason why some elderly run down their assets slowly is uncertainty over their life spans, suggests an analysis by the National Bureau of Economic Research (NBER).
sales champ
Moving Out
Want to capture rollovers from your retirement plan clients? It may not be as simple as talking to participants
research
Polishing a Client’s Retirement Plan
What effect does a retirement plan adviser have on a plan?
micro scope
Small World
Data show micro plans are not simply miniature replicas of the larger-plan space
cover story
Straight from the Source
Insights from the PLANSPONSOR Retirement Plan Adviser and Adviser Team of the Year finalists.
talking points
Talking Points
Tired of giving the same old presentations? Use these nuggets of information to spruce them up.
regulatory radar
Traps for the Unwary
Advisers need to get to work now to comply with new Form 5500 requirements
UBS Adds Houston Office to Private Wealth Management Network
UBS Financial Services Inc. has opened a Private Wealth Management office in Houston, Texas, the eighth of such offices dedicated to serving the specialized needs of clients with...
DC Assets Surpass $10T Mark in 2007
Mostly due to gains in the financial markets, total retirement plan assets reached $15.6 trillion in 2007 - an increase of almost 9% over 2006 – according to...
Schwab Sees Roth 401(k) Takeup Rates Rising
The number of employers offering a Roth 401(k) showed a dramatic increase between 2006 and 2007, according to data released by Charles Schwab.
Pershing Adds Four Providers to Nexus Funds Solution
Pershing Limited, an affiliate of Pershing LLC and a subsidiary of The Bank of New York Mellon Corporation, announced the addition of four new mutual fund providers to...
IMHO: The Letter of the Law
An early “win″ for plan sponsors (perhaps more accurately, a win for a plan sponsor) was Hecker v. Deere&Co.
IMHO: The Letter of the Law
An early “win″ for plan sponsors (perhaps more accurately, a win for a plan sponsor) was Hecker v. Deere&Co.