Search results for: SCO

Advyzon furthers integration with Schwab Advisor Services; iPipeline launches AI-Powered ‘CHARLi’ foundation; and Cetera introduces Private Wealth Portfolios for high-net-worth clients; and more.

Retirees accused Northrop Grumman Corp. of allegedly misinforming pension participants about their promised benefits.

Keaton & Sams enters partnership with Concurrent; Ascend joins Kestra Private Wealth Services’ platform; Gallagher Financial and Legacy Investments become Osaic affiliates; and more.

Three ex-brokers allege the Department of Labor unlawfully aided the firm by issuing an advisory opinion that undermined pending compensation claims. 

Hiring 3(38) investment managers can reduce employers’ exposure to claims tied to investment performance, but they still need to be monitored.

From helping clients regain a sense of financial control to locating held-away retirement accounts, Pontera details the key roles filled by financial advisers.

Creative Planning acquires Financial Abundance; AlphaCore acquires SPC Financial; Prime Capital Financial adds tax advisory services; and more.

Colbert Narcisse, the chief product and business development officer for TIAA, proposes a three-part framework to increase guaranteed lifetime income solutions in workplace retirement plans.

A judge in Pennsylvania wrote that plaintiffs lack standing to sue Allegheny Technologies over a transfer of $1.5 billion in pension obligations to Athene.

A district judge in New York will decide the next steps in the case alleging excessive recordkeeping fees in Cornell University’s defined contribution plans.

Rothschild Wealth Partners names Sean Kelly as vice chair; Investment Company Institute elects new chair; Kestra Holdings expands its leadership team; and more.

Only weeks remain for advisers to guide tax-exempt 457(b) plan sponsors as they adopt amendments required by the SECURE Act and SECURE 2.0.

NorthRock acquires WGG Wealth Partners; Cetera’s network gains Pillar and a Commonwealth adviser; Beacon Pointe acquires Sensible Financial Planning; and more.

People with sound financial planning and access to a financial adviser have an increased likelihood of thriving in older age, according to John Hancock and the MIT AgeLab.

Half of surveyed health savings account users skip reimbursements due to process hassles, missing out on an average of $2,500 in eligible expenses each year.

The bills, which lack Republican support, also aim to ensure that federal employees have access to TSP loans during government shutdowns.

Middle class households can handle rising prices and unexpected expenses, but their overall financial well-being is slipping, according to the American Council of Life Insurers.

Mercer Advisors acquires Singer Burke; King Financial Network joins Cetera’s Summit Financial Networks; BIP Wealth acquires Prehmus Financial; and more.