RESEARCH |
2016
PLANADVISER Defined Contribution Investment Only (DCIO) Survey
Reported by PLANADVISER
Providers
Charles Schwab Investment Management, Inc.
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2016 | $25,854 |
| Year ending 12/31/2015 | $25,536 |
| Year ending 12/31/2014 | $22,484 |
| Total DCIO funds | 81 |
| TOP DCIO FUND | |
|---|---|
| Fund name | Target Date Series |
| Fund assets ($MM) | $11,267 |
| Portfolio manager | Team managed |
| Start date | 2002 (inception) |
| Number of TDF series | 3 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 74% |
| Collectives | 18% |
| Separate accounts | 0% |
| Stocks | 47% |
| Bonds (excluding stable value) | 4% |
| Stable value/Money market | 0% |
| Asset allocation (target-date, target-risk, balanced) | 46% |
| % Active/Passive | 48/52 |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on advisers | 8 |
| Salespeople focused on institutional | 5 |
| Compliance support | |
| Plan benchmarking | |
| Target-date evaluation tools | |
| # OF RECORDKEEPER SELLING AGREEMENTS | 34 |
|---|
| NA = Not availabe |