2016
PLANADVISER Defined Contribution Investment Only (DCIO) Survey

Providers

Providers

Legg Mason

TOTAL DCIO ASSETS ($MM)
Q1 2016$22,308
Year ending 12/31/2015$23,804
Year ending 12/31/2014$25,484
Total DCIO funds63
TOP DCIO FUND
Fund nameWestern Asset Core Plus Bond Fund
Fund assets ($MM)
Portfolio managerS.K. Leech, M.S. Lindbloom, C.L. Eichstaedt
Start date1998
Number of TDF series1
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds74%
Collectives5%
Separate accounts22%
Stocks44%
Bonds (excluding stable value)54%
Stable value/Money market1%
Asset allocation (target-date, target-risk, balanced)2%
% Active/Passive100/0
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers10
Salespeople focused on institutional10
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS
NA = Not availabe