RESEARCH

2014 Recordkeeping Survey

Providers

To access this premium content, please sign up for a free account!

Wells Fargo

DC Assets ($MM) $199,349
% OF ASSETS BY CHANNEL
Direct15%
Third-party administrator0%
Traditional institutional consultant60%
Adviser/Broker15%
Other10%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA^ account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation
^ERISA = Employee Retirement Income Security Act.

ARCHIVE

Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.