RESEARCH

2014 Recordkeeping Survey

Providers

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ING U.S. Retirement*

DC Assets ($MM) $340,016
% OF ASSETS BY CHANNEL
Direct0%
Third-party administrator0%
Traditional institutional consultant0%
Adviser/Broker0%
Other100%
ADVISER TYPES USED
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fee
ERISA^ account/budget
SUPPORT SERVICES FOR ADVISERS
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation
^ERISA = Employee Retirement Income Security Act.
*ING U.S. Retirement will be rebranding its businesss to Voya Financial starting in September.

ARCHIVE

Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.