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The Senate will next vote on the INVEST Act, which includes new safeguards for senior investors and a broadening of...

Team-based wealth management practices also reported more succession planning than solo practices, according to a Cerulli report.

The Senate HELP Committee also looked at proposals over ESG-oriented investing and early career savings.

The fintech company argues that the nation’s largest recordkeeper is overreaching by restricting third-party access to accounts.

CAIS Advisors announces sports, media and entertainment fund; Magnifact introduces real-time annuity tracking at Revol One; Cohen & Steers launches...

Tim McCusker will take the reins from current CEO Michael Manning in January 2027.

Creative Planning acquires Marshall Financial Group; Prudential Advisors welcomes Raymond James adviser team; South Carolina firm joins Osaic; and more.

Participant engagement and fees are two major factors when considering qualified default investment alternatives.

Personalizing communication and reframing financial issues help advisers reach overwhelmed clients.

Thoughts from Alvaro Galvis, with Merrill Lynch.

Health expenditures increased by at least 10% the same year in 51% of households in which a retirement plan participant...

LIMRA reported a new sales record of $120 billion in the year’s third quarter.

Among the new appointments joining the previously announced CEO and president are Mike Goss and Brad Long of Fiducient Advisors.

The deal also adds 350,000 savers to Vestwell’s platform.

The new top goal bumps talent attraction and retention down to third in an annual Brown & Brown study.

A federal judge ruled that the company did not breach its fiduciary duties by using 401(k) plan forfeitures to offset...

A federal judge ruled that allegations of Johnson & Johnson’s mismanagement of employee health plans’ prescription drug benefits remained too...

DPL names chief distribution officer; Wealth Consulting Group names chief financial officer; Christopher Gandy elected president of NAIFA; and more.

Advisers can turn their reluctance to use artificial intelligence into self-assured exploration of time-saving tools.

The House and Senate bills would help workers consolidate retirement savings by allowing rollovers from Roth IRAs into employer-sponsored Roth...