Compliance

The agendas contain important updates on fiduciary corrections and ESOP valuation.

The bill would correct errors related to catch-ups, RMDs and Starter Plans.

New legislation would disqualify George Santos—and others expelled from Congress—from a pension.

The report argues that EBSA should have more authority over the Federal Thrift Plan and resources to conduct audits.

Critics say the proposal recommended to states goes beyond the SEC’s Reg BI and endangers annuity products and educational materials.

The plaintiffs’ complaint included a detailed comparison of allegedly similar, lower-cost recordkeeper fees for the plan with $3.2B in assets.

A New School report includes the option of a policy or program that would incentivize collecting Social Security at age...

The new rule will permit the use of ESG considerations in exercising of shareholder rights.

The vesting rule in the proposal is a focus for industry experts.

A ruling against the regulator could limit its ability to bring and win enforcement cases against advisers.

The IRS published fiduciary guidance on legislation intended to give more part-time workers access to retirement plans.

Last week, Binance, a crypto exchange, was hit with a record-breaking Treasury settlement.

The complaint is another sign to 401(k) plan fiduciaries to take care with digital asset availability in plans, according to...

Of their advisers, 2 were also fined and 1 suspended for 6 months for account churning and excessive trading.

The new rule would permit brokers to use projected performance in communications about qualified retirement plan investing.