Compliance

An advocacy group for independent insurance advisers alleges the DOL’s Retirement Security Rule is similar to a proposal struck down...

GAO reports concerns about a lack of understanding of TDF glidepaths and the growth of CIT TDFs.

Experts parse how a retirement participant’s path to making a rollover will be viewed under the final Retirement Security Rule.

Participant names, addresses, Social Security numbers and bank information were exposed in an incident the bank became aware of in...

The DOL’s new rule on independent contractors could lead to more workers being eligible for retirement plans, depending on plan...

Ali Khawar added that insurance agents should be knowledgeable of the assets a client is giving up to buy an...

The legal complaint argues that the FTC does not have the authority to follow through with a ban on noncompete...

A rule outlawing noncompete agreements for all workers, including senior executives, passed in a 3 to 2 vote.

The much-anticipated fiduciary rule brings retirement plan advisement, one-time rollovers and annuity recommendations under ERISA.

The IRS notice said 2024 will likely be the last year for the relief.

The pending retirement security proposal was not a focus, and only one Congressman asked about it.

The missing participant database requires plans to voluntarily turn over participant data to the DOL.

A final rule on what is also known as the fiduciary proposal is expected in the next few days.

Two attorneys testified to Congress that the final rule could create additional compliance requirements outside the text of the rule.

The Chamber of Commerce commented to the IRS that their members are not worried about participants contributing to PLESAs solely...