Compliance

A federal judge in Kentucky has cleared an employer of charges it violated the Employee Retirement Income Security Act (ERISA) by not including early retirement benefits in a...

The latest bulletin from the Internal Revenue Service, IR-2008-134, reminds low- and moderate-income workers they still have time to take steps to get the full benefit of the...

A Republican U.S. senator has added her voice to the chorus of those calling for changes in the rules governing required minimum distributions (RMD) from retirement savings plans.

The Internal Revenue Service (IRS) has released a memo warning businesses that funding a business with your retirement plan may not be a good solution.

The Internal Revenue Service (IRS) on Tuesday released the 2008 Cumulative List of Changes in Plan Qualification Requirements to be used primarily by plan sponsors of Cycle D...

TD Ameritrade is accused of misleading investors in its Reserve Yield Plus Fund.

The U.S. Department of Labor (DoL) has accused a Bismarck, North Dakota, manufacturer of wastewater treatment systems and equipment and its owners of diverting employee deferrals and loan...

The U.S. Department of Labor’s Employee Benefits Security Administration (EBSA), the Internal Revenue Service and the Pension Benefit Guaranty Corp released advance copies of the 2008 Form 5500...

The U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) released guidance about fidelity bonding requirements.

A federal judge handed retail giant Wal-Mart Stores a resounding legal victory by swatting away a participant’s excessive fee lawsuit.

U.S. Senators on Wednesday unveiled a legislation package designed to help ease the financial strain on families and businesses due to the lagging economy.

The Securities and Exchange Commission (SEC) on Wednesday voted unanimously to improve mutual fund disclosure by requiring funds to provide investors a concise summary in plain English.

The U.S. Department of Labor has sued the board of directors of The Employee Ownership Holding Co. of Stockton, California, and Fife, Washington, for alleged violations of the...

A former communications company employee battling in support of his stock-drop lawsuit suffered his second major legal setback.

A court ruled that a mutual fund company that engaged in a fee agreement with its investment adviser is not a “party in interest″ under the Employee Retirement...