Compliance

Natasha Vij Greiner, who has led the division since March 2024, leaves after more than 23 years at the SEC.

In Massachusetts, while a federal judge granted partial summary judgment in favor of Liberty Mutual, an alleged breach of the...

Panelists at PLANSPONSOR National Conference discussed the latest updates on ESG investing, cryptocurrency and the status of including alternative assets...

Daniel Aronowitz pledged Thursday to reduce litigation and expand retirement benefits and also to end a “war on ESOPs.”

The House version of the bill, prioritizing electronic delivery of SEC-required disclosures, has already cleared committee.

The Pension Benefit Guaranty Corporation, which provides financial assistance to distressed pension plans, also requested a smaller budget at $21.8...

In a 2019 suit, plan fiduciaries were accused of breaching their duties of prudence by investing some of the retirement...

The initiative aims to improve compliance assistance by providing more accessible guidance about federal labor laws across five agencies, including...

The investment bank was accused of mismanaging forfeited funds in its 401(k) plan by using them toward reducing employer contributions.

In April the department stated it was considering rescinding the 2022 ESG rule and asked the 5th Circuit to pause...

The hearing, for Daniel Aronowitz as assistant secretary of labor for the Employee Benefits Security Administration, was scheduled by the...

The Departments of Labor, Health and Human Services and Treasury sought information and released updated guidance aimed at creating nationwide...

The 2022 compliance assistance bulletin told plan fiduciaries to exercise ‘extreme care’ before adding a cryptocurrency option to a 401(k)...

The DOJ has taken a side in a case accusing BlackRock, State Street and Vanguard of suppressing prices in the...

The legislation would establish an independent inspector general for the agency that administers the retirement plan for more than 7...