In-Plan Roth Conversions Come to Thrift Savings Plans in Late January
Up to 26 conversions will be allowed per calendar year.
Compliance
Bill to Restrict ESG Investment in 401(k) Accounts Passes House
The House of Representative’s bill aims to make it harder for fiduciaries to consider environmental, social and governance factors when...
ESOPs Are No Longer Enforcement Priority for DOL
Daniel Aronowitz, the head of EBSA, had previously pledged to ‘end the war’ on employee stock ownership plans.
CFP Board Continues Trend of Record Certifications, Exam Candidates
In 2025, the board also saw the largest number of racially and ethnically diverse professionals certified in a single year.
DOL Completes Proposed Rule on Alternative Investments in DC Plans
The Department of Labor submitted its rule ahead of the six-month deadline given in President Donald Trump’s executive order last...
Senator Elizabeth Warren Blasts Crypto in 401(k)s in Letter to SEC
The Massachusetts Democrat previously criticized adding private investments, such as digital assets, to retirement plans.
SEC RIA ‘Small Entity’ Redefinition Could Affect M&A
If a large number of firms would be subject to less-burdensome regulatory requirements, it could lead to missteps during integration.
Verizon’s PRT Case Dismissed in New York
The lawsuit against Verizon for terminating two defined benefit pension plans comes to an end as similar cases become less...
DOL Urges Dismissal of Lockheed Martin PRT Case
The Department of Labor’s amicus brief argued that participants who continue to receive their full pension benefits cannot sue over...
The 2026 ‘Employer’s Guide to Fringe Benefits’ Is Now Available
The IRS published new guidance based on the One Big Beautiful Bill Act, executive orders and more.
JPMorgan Backed by DOL in 401(k) Forfeiture Suit
In its amicus brief, the Department of Labor said the retirement plan documents allowed for the use of forfeited contributions...
California Judge Orders More Details on Prohibited Transaction Allegations
The federal judge wants the plaintiffs in the ERISA case to spell out their factual case before discovery begins.
Could Greenland Annexation Threats Lead to US Treasurys Sell-Off?
If European demand for US Treasurys were to weaken, it could raise US borrowing costs and put pressure on the...
Home Depot 401(k) Plan Lawsuit Ends 2 Days Before Supreme Court Review
Both sides in Jaime H. Pizarro et al. v. The Home Depot Inc. et al. requested the case be dismissed.
Annuities Options Get Bipartisan Backing in House Hearing
Both sides of the aisle expressed interest in more choices for annuities in retirement plans, but only Democrats pushed for...
DOL Promises Safe Harbor for Private Investments in DC Plans
The Department of Labor will offer more legal briefs and ‘lead with compliance assistance,’ according to Deputy Secretary of Labor...
SEC’s Only Democratic Commissioner Leaves Agency
Caroline Crenshaw’s departure leaves the Securities and Exchange Commission with three Republican appointees, all of whom are known for deregulatory...
DOL Withdraws Support for Plaintiffs in Yale 403(b) Complaint
The Department of Labor pulled a 2023 amicus brief supporting Yale University employees that said their retirement plan had underperforming...
Latest ERISA Cases from Schlichter Bogard Address Voluntary Benefits
The complaints allege breaches of fiduciary duty related to the premiums charged for accident, critical illness, cancer and hospital indemnity...
Delta to Explore Settlement in ERISA Case Over Survivor Benefits
Plaintiffs agreed to participate in private mediation and stay a legal case that accuses the airline of spousal pension underpayment.