ERISA vista PLANADVISER January/February 2020

Asset Allocation Models

A model’s structure determines the adviser’s fiduciary status.

Reported by

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Compliance

December 19th, 2023

Two industry players debate issues surrounding rollovers, annuity sales, and access for smaller accounts.

Compliance

November 14th, 2023

Budget proposal for the DOL would prevent the regulator from implementing its ESG rule, independent contractor status and proposals on...

Compliance

September 11th, 2023

The rule is expected to broaden when investment advice is considered fiduciary advice under ERISA.

Fiduciary Fitness PLANADVISER November/December 2019

The Extent of Obligation

New committee members need not look for breaches to repair.

Reported by

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Compliance

May 1st, 2025

The legislation would require the Department of Labor to submit annual reports on the status of its investigations, including those...

Compliance

April 14th, 2025

Having an investment adviser on retainer had a moderate impact on pricing, as about half of insurers reported that it...

In Practice

September 23rd, 2024

Fi360, a Broadridge Company, selected the College as the official education provider.