Want the latest retirement plan adviser news and insights? Sign up for PLANADVISER newsletters.
Compliance April 7, 2010
EBSA Enforcement Data Posted to the Web
The Employee Benefits Security Administration (EBSA) is one of a number of Department of Labor (DoL) agencies participating in a new Web site aimed at making a variety of enforcement data publicly available.
Reported by Fred Schneyer
According to the new site (http://ogesdw.dol.gov/index.php), EBSA has posted closed cases that resulted in a penalty assessment under the Deficient Filer program, the Late Filer program, and the Non-Filer program, beginning with FY2009. The agency is responsible for ensuring that plans file their annual Form 5500 timely, completely, and accurately through the enforcement programs as well as a voluntary compliance effort.
EBSA said the information will be updated quarterly.
The new site will also include enforcement data from the Occupational Safety & Health Administration (OSHA) and the Wage and Hour Division.
For more information, visit http://ogesdw.dol.gov/coming_soon.php.
You Might Also Like:

House Holds Hearing About Transparency and Oversight at EBSA
What was a heated session focused on alleged mismanagement and lack of accountability at the Employee Benefits Security Administration.

DOL Says Citi’s Diverse Asset Manager Program is Unlawful
The Department of Labor said the guidance no longer reflects its views, rescinding a 2023 advisory opinion approving the Citi...

DOL Files Amicus Brief in Support of Companies in 401(k) Plan Forfeiture Complaints
In filing an amicus brief to an appeal involving HP Inc., the Department of Labor offered guidance on an issue...