Tag: Shareholder Activism

Compliance

December 1st, 2023

Shareholder Rights, ESG Rules Begin Friday

The new rule will permit the use of ESG considerations in exercising of shareholder rights.

Compliance

July 21st, 2023

Congressional Proxy Voting Reforms Include Changes to Adviser Discretion

Among 11 total bills, one would require advisers to either abstain or vote the way their client or the issuer...

In Practice

March 17th, 2023

Principal Continues Focus on Asset Management, ‘Jet Fuel’ of the Business

CEO Dan Houston discusses recent moves furthering the firm's asset management focus.

Events Spotlight

PLANADVISER 360

November 2– 5, 2025
The Westin Kierland, Scottsdale, AZ
The retirement plan advisory industry continues to evolve, both in business structure and in the services provided to sponsors and participants. Advisers need insights and resources to aid them in keeping themselves and their practices relevant. PLANADVISER 360 is a comprehensive, interactive event that provides just those opportunities, all while bringing advisers to a beautiful resort to golf, enjoy the outdoors, swim and spend time with peers.