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Tag: regisitered investment adviser

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More Advisers Want to Go It Alone

Many motives behind the switch to RIA

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Dissecting TIAA Subsidiary’s $97 Million SEC Rollover Settlement
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Empower to Acquire Full-Service Retirement Business of Prudential
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With Prudential Acquisition, Empower Aims for Growth Up to 3x Faster Than Other Recordkeepers
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‘Secure Act 2.0’ Likely to Become a Reality
Products
ProNvest Launches Fintech Platform

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Dissecting TIAA Subsidiary’s $97 Million SEC Rollover Settlement
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Plans With Complete Discontinuance of Contributions Treated As Terminated for Vesting Purposes
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Determining Health Cost Needs in Retirement Is Complex
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Older Americans in Urgent Need of Retirement Income Education
Compliance
SEC Offers Guidance on DOL Fiduciary Rule Compliance

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PLANADVISER Virtual: Building Your Practice in 2021

March 24, 2021 | Virtual Conference

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PLANADVISER Editorial Video - Participant Insights

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Sponsored by Securian Financial

MARKET MIRROR

Thursday, the Dow increased 25.35 points (0.07%) to 34,823.35, the Nasdaq gained 52.64 points (0.36%) to finish at 14,684.60, and the S&P 500 closed 8.79 points (0.20%) higher at 4,367.48. The Russell 2000 fell 34.57 points (1.55%) to 2,199.48, and the Wilshire 5000 was up 27.86 points (0.06%) at 45,491.55.

The price of the 10-year Treasury note was up 3/32, decreasing its yield to 1.262%. The price of the 30-year Treasury bond increased 31/32, bringing its yield down to 1.903%.

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Demystifying the Language of Retirement Find out what terms and explanations click with DC plan participants.

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