Compliance November 25th, 2025 SEC Commissioner Uyeda Blasts ‘Paternalistic’ Protection of 401(k) Investors In recent remarks, Uyeda said policymakers needed to ‘provide guardrails, not gates’ for private equity, private credit and other nonpublic...
Compliance March 28th, 2023 Proposed Legislation, SEC Rule Would Greatly Expand Electronic Disclosures A proposed bill and an SEC proposal on the same topic target two different audiences.