Tag: fiduciary duties

A Careful Inspection

Advisers can help clients assess whether they’re fulfilling their role as fiduciaries.

Keeping Clients Safe

Past Advisers of the Year discuss the evolution of their fiduciary services.

AutoZone ERISA Suit Clears Motion to Dismiss

The district court declined to rule on the reasonableness of comparing actively managed funds to passively managed index funds on a motion to dismiss, clearing the way for discovery and potentially a full trial.

Hazard Prevention

403(b) sponsors may stave off lawsuits by cleaning up plan governance.