SEC Seeks Comments on 5-Year Strategic Plan
The agency is prioritizing many of the topics Chair Paul Atkins has most focused on, such as reducing corporate disclosures...
Tag: enforcement
SEC Enforcement Division Director Margaret Ryan Resigns
Sam Waldon has returned to the role of acting director.
Applications and Implementation of The New Marketing Rule
Various leaders within the SEC discussed in a public seminar today some of the interpretations and applications of the new...