Tag: enforcement

Compliance

March 16th, 2026

SEC Enforcement Division Director Margaret Ryan Resigns

Sam Waldon has returned to the role of acting director.

Compliance

November 15th, 2022

Applications and Implementation of The New Marketing Rule

Various leaders within the SEC discussed in a public seminar today some of the interpretations and applications of the new...

Events Spotlight

2026 Adviser Choice Award Winners

This year, 20 firms are recognized for excellence in investments and recordkeeping, based on the results of the 2025 PLANADVISER Retirement Plan Adviser Survey.

Industry Intelligence

THOUGHT LEADERSHIP

Real Estate’s Role in DC Plans

Rich Hill, Senior Managing Director and Global Head of Research & Strategy of Principal Real Estate, tells PLANADVISER what opportunities real estate investments can offer retirement plan portfolios and what to look for when selecting them.

Sponsored by Principal Asset Management^SM

THOUGHT LEADERSHIP

Cracking the Retirement Code: Income Replacement Rates

Will future retirees have enough income to maintain their pre-retirement standard of living? A retirement plan without an income replacement plan is just a savings account, which could fall short of participants’ needs in retirement.

Sponsored by American Century Investments