Tag: CFTC

Compliance

November 7th, 2023

Hamas Financing Brings Regulator’s Attention to Cryptocurrency

Representatives of the Treasury Department and the CFTC said at a SIFMA conference that crypto is a general compliance issue,...

Compliance

July 6th, 2023

Fake Silver Coin Scheme Penalized by CFTC

The companies involved were penalized over $100 million and its main organizer was arrested on June 10.

Compliance

December 2nd, 2022

U.S. Regulator Urges Congress to Act Fast on Crypto Regulation

CFTC Chairman says digital asset marketplaces should be regulated with tactics such as needing to register with federal overseers.

Events Spotlight

PLANADVISER 360

November 2– 5, 2025
The Westin Kierland, Scottsdale, AZ
The retirement plan advisory industry continues to evolve, both in business structure and in the services provided to sponsors and participants. Advisers need insights and resources to aid them in keeping themselves and their practices relevant. PLANADVISER 360 is a comprehensive, interactive event that provides just those opportunities, all while bringing advisers to a beautiful resort to golf, enjoy the outdoors, swim and spend time with peers.

Industry Intelligence

THOUGHT LEADERSHIP

How Advisers Can Help Plan Sponsors Navigate Demographic Shifts

Retirement plan advisers can help plan sponsors with risk management and plan funding to address changing needs of the workforce, according to an expert from Massachusetts Mutual Life Insurance Company.

Sponsored by MassMutual