Providers

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T. Rowe Price

DC ASSETS
Total DC assets ($MM) $246,962
DC Assets <$5MM2%
In plans with ≤10 participants1%
In plans with >10-50 participants2%
In plans with >50–500 participants 8%
In plans with >500 participants 89%
PLANS
Total DC plans6,067
DC plans <$5MM77%
In plans with ≤10 participants38%
In plans with >10-50 participants36%
In plans with >50-500 participants18%
In plans with >500 participants8%
% serviced by Third Party Administrator47%
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)Varies based on plan size and complexity
Average tenure with recordkeeper16 years
Average years of experience in retirement24 years
Dedicated RMs for NQDC plans only?
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clients
NR = Not Reported. NA = Not Applicable.

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Small Plan Services Survey