Providers

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J.P. Morgan Retirement

DC ASSETS
Total DC assets ($MM) $8,771
DC Assets <$5MM6%
In plans with ≤10 participants2%
In plans with >10-50 participants9%
In plans with >50–500 participants 54%
In plans with >500 participants 35%
PLANS
Total DC plans601
DC plans <$5MM39%
In plans with ≤10 participants8%
In plans with >10-50 participants31%
In plans with >50-500 participants52%
In plans with >500 participants9%
% serviced by Third Party Administrator17%
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)35
Average tenure with recordkeeper20
Average years of experience in retirement20
Dedicated RMs for NQDC plans only?
Dedicated RMs for 403(b) plans only?
Dedicated RMs for 457 plans only?
Advisers given choice of RMs to support clients
NR = Not Reported. NA = Not Applicable.

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Small Plan Services Survey