Providers

To access this premium content, please sign up for a free account!

Empower Retirement

DC ASSETS
Total DC assets ($MM) $955,939
DC Assets <$5MM8%
In plans with ≤10 participants2%
In plans with >10-50 participants7%
In plans with >50–500 participants 19%
In plans with >500 participants 72%
PLANS
Total DC plans65,829
DC plans <$5MM75%
In plans with ≤10 participants26%
In plans with >10-50 participants43%
In plans with >50-500 participants27%
In plans with >500 participants4%
% serviced by Third Party AdministratorNR
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed Accounts
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)NR
Average tenure with recordkeeperNR
Average years of experience in retirementNR
Dedicated RMs for NQDC plans only?NR
Dedicated RMs for 403(b) plans only?NR
Dedicated RMs for 457 plans only?NR
Advisers given choice of RMs to support clientsNR
NR = Not Reported. NA = Not Applicable.

ARCHIVE

Small Plan Services Survey