Providers

To access this premium content, please sign up for a free account!

Alliance Benefit Group*

DC ASSETS
DC assets ($MM) $50,322
In plans with ≤ 50 participants 31%
In plans with >50–500 participants 44%
In plans with >500 participants 25%
PLANS
Total DC plans17,391
% serviced by Third Party AdministratorNR
FEE STRUCTURES
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
SUPPORT SERVICES FOR ADVISERS
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training
Supports Advisor Managed AccountsNR
RELATIONSHIP MANAGEMENT (RM) TEAMS
Average case/client load (# plans/person)NR
Average tenure with recordkeeperNR
Average years of experience in retirementNR
Dedicated RMs for NQDC plans only?NR
Dedicated RMs for 403(b) plans only?NR
Dedicated RMs for 457 plans only?NR
Advisers given choice of RMs to support clientsNR
NR = Not Reported. NA = Not Applicable.
*Alliance Benefit Group data is as of 12/31/2018.
1 8 9 10

ARCHIVE

Recordkeeping Survey

Thorough Analysis: Recordkeepers' consistent evolution has led them to offer a wide range of investments, technology and servicing options today.