2020
PLANADVISER DCIO Survey

Providers

Methodology

The 2020 PLANADVISER DCIO Survey was conducted this May via an online questionnaire. Approximately 85 investment firms known or thought to market to defined contribution (DC) plans received the questionnaire; the 43 organizations listed in the pages that follow were those that agreed to complete the survey in its entirety. This information is for reference only and is not comprehensive of the entire DCIO industry, as some major providers chose not to participate. For more information on data available for purchase, or to take part in a future survey, please email surveys@issmediasolutions.com.

Hartford Funds

TOTAL DCIO ASSETS (US only) ($MM)
Q1 2020$10,775
Year ending 12/31/2019$14,099
Year ending 12/31/2018$11,500
Total DCIO funds43
Number of TDF series
LARGEST STANDALONE DCIO FUND
Fund nameHartford MidCap Fund
DCIO Fund assets ($MM)$2,669
Portfolio managerPhilip Ruedi and Mark Whitaker
First Year Managing Fund2004
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds100%
Collective investment trusts0%
Separate accounts0%
Equity89%
Hybrid/Multi-Asset5%
Stable value/Money market0%
Fixed-Income5%
% Active Management100%
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers10
Salespeople focused on institutional3
Compliance support
Plan benchmarking
Lead generation
Target-date evaluation tools
# RECORDKEEPING PARTNERS92