RESEARCH

2015 DCIO Survey

Providers

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Legg Mason

TOTAL DCIO ASSETS ($MM)
Q1 2015$26,390
Year ending 12/31/2014$25,483
Year ending 12/31/2013$25,914
TOP DCIO FUND
Fund nameWestern Asset Core Plus Fund
Fund assets ($MM)$3,312
Portfolio managerCarl Eichstaedt, Ken Leech, Mark Lindbloom
Start date1998
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds85%
Collectives3%
Separate accounts12%
Stocks65%
Bonds (excluding stable value)33%
Stable value0%
Money market1%
Asset allocation*1%
% Active/Passive
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers8
Salespeople focused on institutional4
Compliance support
Plan benchmarking
Target-date evaluation tools
Training for DC plan sales/service
Investment committee meetings
# OF RK SELLING AGREEMENTS125
*Target-date, target-risk, balanced.

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.