Specialty Outside 401(k)
Advisers with 10% or More of Their Business in Defined Benefit Plans (listed alphabetically)
401k Squared
Richard Behr , Amanda Arthur
Littleton, Colorado
Michael Brown
Clearpoint Financial
Seattle, Washington
Castner Josephs Retirement Group, NRP
Gary Josephs, Michael Castner, Lloyd Engelman
Costa Mesa, California
Dorann Cafaro
Cafaro Greenleaf
Little Silver, New Jersey
Steven F. Charlton
NEPC, LLC
Cambridge, Massachusetts
Anthony Cristiano
Morgan Stanley
New York, New York
Christopher Dubie
Smith Barney
South Burlington, Vermont
FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut
Fiduciary Investment Advisors
Mark Wetzel, Michael Goss, Karen Paulson, Kate Fournier, Ryan Gardner, Chris Kachmar, Tony Tranghese, Bill Peck
Windsor, Connecticut
Francis Investment Counsel LLC
Mike Francis, Kelli Send, Joseph Topp, Tim Shirk, Clifford Dunteman, Patty Dirksmeyer, Meredith Ehn, Steph Truog, Edward McIlveen
Pewaukee, Wisconsin
Gardenhire-Pobieglo Team, Smith Barney
Todd Gardenhire, Rebecca Pobieglo
Chattanooga, Tennesee
Gateway Wealth Management Group, Merrill Lynch
Glenn A. Blachman, Paul A. De Rosa, Jay H. Flamme, Brian J. Power
Newark, New Jersey
Robert A. Goldstein
StoneStreet Equity, Inc.
White Plains, New York
Benjamin J. Hill
Blueprint Financial
Beachwood, Ohio
Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois
Michael M. Kane
Michael M. Kane and Associates, LLC
Alpharetta, Georgia
Lockton Financial Advisers
Thomas Clark, Jania Stout, Natalie Wilburn, Julie Babcock, Brennan Hogan, Jessica Halsey
Washington, District of Columbia
MHC Wealth Management, UBS Financial Services Inc.
Matthew McLaughlin, Alfred Hammond, Peter Ciovacco, Marcelle Belisle, Daniel O’Shea
Andover, Massachusetts
Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado
Thomas W. Parks
Parks Consulting Group, Citi Institutional
Milwaukee, Wisconsin
PearlStreet Investment Management, Oppenheimer & Co. Inc
Joseph Horlings, Susan Rose, Kevin Cusack, Shawn Kersjes
Grand Rapids, Michigan
Schooley/Houck Group, Morgan Stanley
Richard Schooley, Craig Houck, Eric Garbade
Atlanta, Georgia
Spanarkel Browne Granizo Group, Merrill Lynch
Jim Spanarkel
Paramus, New Jersey
Mark D. Temple
O’Hanlon Michener & Douglas, NRP
Slingerlands, New York
The Dobbs Group, Citi Institutional Consulting
Craig Dobbs, John O’Donnell, Kevin Chapman, Rick Sulewski, Matt Viars
Indianapolis, Indiana
The Heestand Company, NRP
Bill Heestand, Mary Martinis
Portland, Oregon
The KD Group, Merrill Lynch
Kevin Keith, Glen Diehm
Lancaster, Pennsylvania
The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann, Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland
The Peachtree Group, Smith Barney
Brian Moore, Andrew Harbour
Atlanta, Georgia
Resources for Retirement
Trisha Brambley, Carmela Elco, Abraham Nel
Newtown, Pennsylvania
Yanni Partners, a Division of GBS Investment Consulting, LLC
Terry Scotti, Frank Domieson, Brian Maxwell
Pittsburgh, Pennsylvania
Ron York
Pinnacle Financial Group
Southborough, Massachusetts
Advisers with 10% or More of Their Business in 403(b) Plans (listed alphabetically)
Anthony Cristiano
Morgan Stanley
New York, New York
FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut
Francis Investment Counsel LLC
Mike Francis, Kelli Send, Joseph Topp, Tim Shirk, Clifford Dunteman, Patty Dirksmeyer, Meredith Ehn, Steph Truog, Edward McIlveen
Pewaukee, Wisconsin
Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois
The Howell & Sharp Group, Merrill Lynch
Brett Howell, Craig Sharp, Andy Zeno, Steve Jones, Joel Barrett, Jim Harding
Grand Rapids, Michigan
The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann, Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland
Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado
Plan Sponsor Advisors, LLC
Donald Stone, Jennifer Flodin, Mark Whitehead, Mark Pliska, Rhonda Berg, Jeff Johnson
Chicago, Illinois
Resources for Retirement
Trisha Brambley, Carmela Elco, Abraham Nel
Newtown, Pennsylvania
SageView Advisory Group
Randall Long, Jon Upham, Robert Trethewey, Stephen Popper, Tim Sykes, Sean King, David Stofer, Ed Wagner
Irvine, California
James F. Sampson
Telamon Insurance & Financial Network
Newton, Massachusetts
Rick Wedge
Northgate Benefits
Novato, California
Ron York
Pinnacle Financial Group
Southborough, Massachusetts
Advisers with 10% or More of Their Business in 457 Plans (listed alphabetically)
Barney & Barney Retirement Services
William Peartree, Rick Skelly, Rick Ferguson, Gary Gunning, Jenece Tegg
San Diego, California
FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut
The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann , Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland
Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado
Advisers with 10% or More of Their Business in Nonqualified Plans (listed alphabetically)
Alford-Jungers Financial
Darrell Alford, Lisa Jungers, David Morehead, Lourdes Vontsolos
San Diego, California
John Barry
JMB Wealth Management, Inc.
Torrance, California
Devenir Corporate Services, Devenir Investment Advisors, LLC
Eric Remjeske, Lori Gluth
Minneapolis, Minnesota
Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois
Rich Hultquist
MCM—A Meisenbach Company
Seattle, Washington
Institutional Investment Consulting (IIC), NRP
Michael Kozemchak, Tony Ciocca, Greg Cimmino, Barry Stoey
Bloomfield Hills, Michigan
Michael M. Kane
Michael M. Kane and Associates, LLC
Alpharetta, Georgia
Kass / Freeman Group, Merrill Lynch
Jonathan Kass, Robert Freeman
New York, New York
Danford Meischen
Merrill Lynch
Houston, Texas
Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado
Pensionmark Retirement Group
Troy Hammond, Laura Battle, Devyn Duex, Deanna Bamford
Santa Barbara, California
William M. Peragine III
Morgan Stanley
Jericho, New York
Mark D. Temple
O’Hanlon Michener & Douglas, NRP
Slingerlands, New York
The Cate Burton Group, Morgan Stanley
John Cate, Matt Burton, Eric Brunton
Indianapolis, Indiana
The Ellovich Mendoza Group, Smith Barney
David Ellovich, Greg Mendoza, Daniel Keating
Hartford, Connecticut
The Howell & Sharp Group, Merrill Lynch
Brett Howell, Craig Sharp, Andy Zeno, Steve Jones, Joel Barrett, Jim Harding
Grand Rapids, Michigan
The Kieckhefer Group, RBC Wealth Management
Rob Kieckhefer, Janet Ganong, Brian Kertscher, Darlene Roslawski, Meghan Madigan
Milwaukee, Wisconsin
The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann , Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland
The SR Group, Merrill Lynch
Race K. Stowell, Michael P. Rennels
Mill Valley, California
Ward Financial Advisory, Wachovia Securities, LLC
Brian Ward
Brentwood, Tennesee
Yanni Partners, a Division of GBS Investment Consulting, LLC
Terry Scotti, Frank Domieson, Brian Maxwell
Pittsburgh, Pennsylvania