Retirement Plan AUA

Individual Advisers with $400MM or More in Retirement Plan AUA

>$2B

Robert A. Goldstein
StoneStreet Equity, Inc.
White Plains, New York

Danford Meischen
Merrill Lynch
Houston, Texas

Thomas W. Parks
Citi Institutional
Milwaukee, Wisconsin

>$1B–$2B

Rick Shoff
CAPTRUST Financial Advisors
Doylestown, Pennsylvania

Mark Wayne
Freedom One Financial Group
Clarkston, Michigan

Marina Wiley
Pension Consultants, Inc.
Springfield, Missouri

>$700M -$1B

Jason K. Chepenik
Chepenik Financial, NRP
Winter Park, Florida

Gary Handler
UBS Institutional Consulting
Encino, California

Claiborne B. “Chip’ Morton, III
NRP
Destin, Florida

William M. Peragine III
Morgan Stanley
Jericho, New York

>$550MM–$700MM

Stephen Brown
Merrill Lynch Private Banking & Investment Group
Pittsford, New York

Dorann Cafaro
Cafaro Greenleaf
Little Silver, New Jersey

Philip Steele
Pension Architects, NRP
Malibu, California

$400MM–$550MM

Paul D’Aiutolo
UBS
Rochester, New York

Stace Hilbrant
401k Advisors LLC, NRP
Wilmette, Illinois

Mark D. Temple
O’Hanlon Michener & Douglas, NRP
Slingerlands, New York

Jamie Worrell
GPS Investment Advisors
Providence, Rhode Island

Ron York
Pinnacle Financial Group
Southborough, Massachusetts

Adviser Teams with $700MM or More in Retirement Plan AUA

>$5B

401(k) Advisors
Nick DellaVedova, Veronica Paredes, Joel Shapiro, Austin Gwilliam, Todd Hoppock, Susann Haas, Michael Viljak, Karen Casillas, Dan Mullarkey, Tim Nihill, Julie Ward, Paul Powell, Peggy Whitmore
Aliso Viejo, California

The Dobbs Group, Citi Institutional Consulting
Craig Dobbs, John O’Donnell, Kevin Chapman, Rick Sulewski, Matt Viars
Indianapolis, Indiana

Fiduciary Investment Advisors
Mark Wetzel, Michael Goss, Karen Paulson, Kate Fournier, Ryan Gardner, Chris Kachmar, Tony Tranghese, Bill Peck
Windsor, Connecticut

Yanni Partners, a Division of GBS Investment Consulting, LLC
Terry Scotti, Frank Domieson, Brian Maxwell
Pittsburgh, Pennsylvania

SageView Advisory Group
Randall Long, Jon Upham, Robert Trethewey, Stephen Popper, Tim Sykes, Sean King, David Stofer, Ed Wagner
Irvine, California

>$2.5B–$5B

The Founders Group, NRP
Anthony Franchimone, Larry Deatherage, Dave Utter, Sean Ciemiewicz
La Jolla, California

Francis Investment Counsel
Mike Francis, Kelli Send, Joseph Topp, Tim Shirk, Clifford Dunteman, Patty Dirksmeyer, Meredith Ehn, Steph Truog, Edward McIlveen
Pewaukee, Wisconsin

Institutional Investment Consulting (IIC), NRP
Michael Kozemchak, Tony Ciocca, Greg Cimmino, Barry Stoey
Bloomfield Hills, Michigan

Plan Sponsor Advisors, LLC
Donald Stone, Jennifer Flodin, Mark Whitehead, Mark Pliska, Rhonda Berg, Jeff Johnson
Chicago, Illinois

Ward Financial Advisory, Wachovia Securities
Brian Ward
Brentwood, Tennesee

>$1.5B – $2.5B

Castner Josephs Retirement Group, NRP
Gary Josephs, Michael Castner, Lloyd Engelman
Costa Mesa, California

Lockton Financial Advisers
Thomas Clark, Jania Stout, Natalie Wilburn, Julie Babcock, Brennan Hogan, Jessica Halsey
Washington, District of Columbia

PearlStreet Investment Management, Oppenheimer & Co. Inc.
Kevin Cusack, Susan Rose, Joseph Horlings, Shawn Kersjes
Grand Rapids, Michigan

The Star Group, Merrill Lynch
Steve Wilt, Susan Clausen, Tom Ulrich, Nick Bryant, Paul Stibich
Akron, Ohio

>$1B – $1.5B

Alford-Jungers Financial
Darrell Alford, Lisa Jungers, David Morehead, Lourdes Vontsolos
San Diego, California

Kelliher Group at Morgan Stanley
Stephen Kelliher, Joseph McLaughlin, Bennett White
Norwell, Massachusetts

Longfellow Benefits
Kendall Storch, David Boucher, Adam Miloro, Larry Karle, Philip LeBlanc, Kendall B. Storch
Boston, Massachusetts

The Meltzer Group, Meltzer Retirement Plan Services
Andrew Prevost, Brian Lizzi, Brendan Feitelberg, Ann Eversmann, Jeffrey Elvander, Courtney Sindelar, Tony Cavallaro, Eszter Koch, Keith Williams, Lesley Christian, Jennisse Silvestri
Bethesda, Maryland

MHC Wealth Management, UBS Financial Services Inc.
Matthew McLaughlin, Alfred Hammond, Peter Ciovacco, Marcelle Belisle, Daniel O’Shea
Andover, Massachusetts

The Prince Group, Stifel Nicolaus
Doug Prince, Brea Dantin, Deana Harmon
Indianapolis, Indiana

Resources for Retirement
Trisha Brambley, Carmela Elco, Abraham Nel
Newtown, Pennsylvania

$700MM – $1B

The Cate Burton Group, Morgan Stanley
John Cate, Matt Burton, Eric Brunton
Indianapolis, Indiana

FDG&S, Merrill Lynch
Phil Fiore, Steve DesRochers, Gary Serio, Dean Gaugler
Fairfield, Connecticut

Kass / Freeman Group, Merrill Lynch
Jonathan Kass, Robert Freeman
New York, New York

The Kieckhefer Group, RBC Wealth Management
Rob Kieckhefer, Janet Ganong, Brian Kertscher, Darlene Roslawski, Meghan Madigan
Milwaukee, Wisconsin

Moreton Retirement Partners, NRP
Chad J. Larsen, M. Corey Whitehead, Ginny Redmon
Denver, Colorado

The SR Group, Merrill Lynch
Race K. Stowell, Michael P. Rennels
Mill Valley, California