DC Plan Roth Contributions, by the Numbers

Defined contribution plan sponsors share whether they offer Roth contributions and in-plan Roth conversions.
Reported by Edward Rueda

Who has access to Roth accounts through a defined contribution plan? Overall, 79.8% of plan sponsors surveyed in sister publication PLANSPONSOR’s 2026 Defined Contribution Plan Benchmarking Report said their DC plans allow for Roth contributions.

Tallying responses of 4,387 plan sponsors from a wide variety of U.S. industries, 63.2% said they offered catch-up contributions and 25.5% said they offered after-tax contributions.

Access to Roth contributions via employer plans increased with plan size, with those having more than $50 million in assets reporting higher-than-average access. At the other end of the spectrum, a portion of sponsors of micro plans were uncertain about which kinds of employee contributions they offered. The “uncertain” category included 11.2% of plan sponsors administering less than $1 million in assets and 2.5% of sponsors administering between $1 million and $5 million in assets.


Does Your DC Plan Allow Roth Contributions? 

Plan Size 

Roth Contributions 

Overall 

79.8% 

< $1M 

53.9% 

$1M-$5M 

68.6% 

> $5M-$10M 

81.9% 

> $10M-$25M 

79.3% 

> $25M-$50M 

79.5% 

> $50M-$100M 

85% 

> $100M-$200M 

91.7% 

> $200M-$500M 

90.8% 

> $500M-$1B 

98.3% 

> $1B 

96.6% 

Source: 2026 PLANSPONSOR Plan Benchmarking Report 

 

Does Your DC Plan Allow for In-Plan Roth Conversions?

  • Yes
  • No
  • Unsure
Source: 2026 PLANSPONSOR Plan Benchmarking Report

 

Are Loans Taken from Roth Contributions Not Allowed in Your DC Plan?  

Plan Size 

Loans Not Allowed 

Overall 

12.9% 

< $1M 

5% 

$1M-$5M 

7.7% 

> $5M-$10M 

17.5% 

> $10M-$25M 

13.3% 

> $25M-$50M 

22.6% 

> $50M-$100M 

18.9% 

> $100M-$200M 

7.4% 

> $200M-$500M 

15% 

> $500M-$1B 

8.7% 

> $1B 

11% 

Source: 2026 PLANSPONSOR Plan Benchmarking Report 
Tags
Roth, Roth conversion,
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