Deals & People

ECPI Group SRL, which offers data analysis tool sets for institutional investors, was acquired from Confluence Technologies.

He will serve as director of Prime Capital Retirement’s fiduciary and ERISA practice.

Mike Goss will serve as both chief revenue officer of Wealthspire and president of Wealthspire Institutional.

Osaic acquires $1.1B Veater Financial Group; Wealth Enhancement Group buys $476M hybrid RIA; Mercer Advisors expands in Idaho with McConnell...

Ryan will assume the newly created role on January 5.

Zocks appoints AI education leader; Callodine Group hires head of intermediary distribution; NFP promotes Caleb Noel to chief financial officer;...

Tim McCusker will take the reins from current CEO Michael Manning in January 2027.

Creative Planning acquires Marshall Financial Group; Prudential Advisors welcomes Raymond James adviser team; South Carolina firm joins Osaic; and more.

Thoughts from Alvaro Galvis, with Merrill Lynch.

Among the new appointments joining the previously announced CEO and president are Mike Goss and Brad Long of Fiducient Advisors.

The deal also adds 350,000 savers to Vestwell’s platform.

DPL names chief distribution officer; Wealth Consulting Group names chief financial officer; Christopher Gandy elected president of NAIFA; and more.

Creative Planning adds Burt Wealth Advisors; Sequoia Financial Group expands in California with Sterling Financial Group; Waverly Advisors buys business...

Thoughts from Erik Daley, with Multnomah Group.

Wells Fargo adviser team joins Ameriprise Financial; 2 Chicago advisers join Cetera Financial; Cetera acquires 2 former LPL advisers; and...

Thoughts from Bill Sobers, with Bahbah Sobers Wealth Management, a UBS Financial Services company.

Mesirow appoints Nitay Laor as director of strategic growth and acquisitions; Wells Fargo taps Tim Froehlich as head of investment...

Thoughts from Douglas Stalter, with Oswald Financial.

LPL Financial takes minority ownership of Private Advisor Group; Beacon Pointe acquires Hemington Wealth Management; MAI acquires Court Place Advisors;...

The move brings in-house some investment management services previously outsourced to flexPATH.