Compliance

The Department of Labor asked for an extension through October to consider its options in a federal case challenging the...

The Department of Labor swiftly rescinded a 2021 letter questioning private investments in 401(k) plans, but DOL officials have not...

Washington Saves, the state's retirement savings program, needs a consultant with technical and administrative expertise for program development, compliance, procurement...

U.S. District Judge Max Cogburn Jr. rejected Bank of America’s argument that its decisions were made in a “settlor capacity”...

The Securities and Exchange Commission’s AI task force could provide the agency a ‘technology augmentation,’ according to a former SEC...

The government contractors are facing excessive-fee allegations, but a federal judge dismissed complaints about their improper use of forfeitures.

The U.S. 4th Circuit Court of Appeals received an amicus brief arguing that Lockheed Martin was allowed to transfer pension...

‘Significant adverse comments’ led to the Department of Labor's decision to not repeal protections offered in the Pension Protection Act...

Sentara Healthcare Inc. and its fiduciary committee had asked a district court in Virginia to dismiss a complaint related to its...

Department of Labor officials said the 2021 statement had a ‘chilling effect’ for saying that plan fiduciaries were ‘not likely...

The Labor Department, Treasury and SEC are ordered to reexamine guidance around alternatives, including cryptocurrency in retirement plans to encourage...

The Garden State has proposed labeling investment advisers and broker/dealers ‘employees’ rather than ‘independent contractors.’

Securities and Exchange Commission veteran Valerie Szczepanik was named its chief artificial intelligence officer to lead the agency-wide effort.

The Chamber of Commerce, the Center on Executive Compensation and the American Benefits Council joined the brief, urging the court...

The complaint, filed last year, alleged Siemens violated ERISA by using forfeitures “in its own interest,” rather than in the...

Pontera lauded the decision for ‘providing clear guidance that prioritizes investor choice and protections.’

A congressional bill introduced last week would allow financial regulatory agencies to experiment with artificial intelligence without the ‘expectation of...

The task force, established by a January executive order, made proposals related to several digital finance issues.

The Insured Retirement Institute filed comments urging the Department of Labor not to withdraw a longstanding safe harbor regulation.

The change to the student loan debt relief program used by 7.7 million borrowers is effective August 1, according to...