Magazine Articles

How the SEC's best interest rule could affect plans, IRAs

Their CITs no longer must register under U.S. law

‘Tax Cuts’ act raises the tax on funds generating UBTI.

It is sponsors’ duty to locate their terminated ‘missing persons’

Court decisions reveal some emerging themes

A look at the compliance challenges, as well

Advisers are still fiduciaries under the 5-part test

The SEC steps up to the plate

Complying with the impartial conduct standards

A look at cases favoring stable value funds

The priorities of two new programs

A way to save money, but maybe at a cost

Might other states apply this fiduciary guideline to advisers?

The commission sees several quagmires

The DOL may become more active

At issue are reasonable fees and share classes.

The new rule makes some of them fiduciaries

A look back at the decade's milestones

Prohibited transactions under the new fiduciary rule

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