PLANADVISER May/June 2022

Legislative and Judicial Actions

AGI U.S. settles in fraulent scheme suit, then exits the country; the IRS re-extends relief from the physical presence requirement; the SEC plans to adjust its ESG and ‘Names Rule’ regulations; and more.

New, Tighter Distribution Rules

Retirement plan advisers should revisit retirement planning for clients who count on the ‘stretch’ IRA provision for bequeathing their individual retirement account or 401(k).

Talking Points

Why Institutional Clients Leave An Investment FirmThe top two reasons institutional clients went elsewhere to invest in 2020 also dropped the most as priorities a year later. Over that...

On the Move

 ➜ SageView Advisory Group hired Javier Obando as a retirement plan consultant in its Newport Beach, California, office. ➜ The Securities and Exchange Commission appointed Richard Best as director of its division...

Paving the Way

Approaches to adding income products into DC plan design—but not on the menu.

A Collective Effort

Central office investment leaders talk through their process.