PLANADVISER September-October 2019

Alison Cooke Mintzer (photo by Chris Ramirez)

They Should Take It With Them

Auto-portability can dramatically effect workers’ savings when the person moves from job to job.

A Time of Change

Advisers have a variety of strategies to evolve their firm—from good partnerships at the plan level to well-thought-out M&A’s.

Tactical Glide Paths

More TDF fund managers choose to deviate from a fund’s allocation.

App Appeal

How to up the technology’s power to engage.

Talking Points

Loan Limit Countdown With changes made under the 2018 Bipartisan Budget Act, sponsors may still set limits on plan loans and hardship withdrawals until December 31, 2020. Source: IRS...

A Fiduciary Duty for RIAs

Participants need to know about making rollover decisions in their own best interest.

Talking Points

Worry Forecast What advisers predict will be clients’ 3 greatest worries for the next 12 months, and what clients say those actually are: Source: Nationwide Advisory Solutions, “Advisor Authority...

2019 PLANADVISER National Conference

One adviser stressed the importance of making sure plan sponsors and their committee members understand what annuities are and that there is no one solution for all plans. Other...

Is Fixed Income Working?

For older participants, advisers should find investments that avoid volatility.
Art by Tim Bower

Class Certification

Sometimes a plaintiff can file breach of duty claims directly.