PLANADVISER March/april 2020

Changing Directions

When we planned this issue, we were prepared to cover the SECURE Act and its sweeping developments. Since then, we've changed course.

Extraordinary Measures

The SEC’s relief package helps advisers keep operating, while the CARES Act eases access to retirement savings.

Talking Points

A New High Estimated net flows into open-end and exchange-traded sustainable funds totaled $20.6 billion last year—four times the previous annual record set in 2018. Source: Morningstar Direct A...

On the Move

Transactions, promotions and new hires in the financial advisory industry.

Pooled Strength

PEPs should be a boon to small employers—how advisers, too, can gain from these plans.

Hazard Prevention

403(b) sponsors may stave off lawsuits by cleaning up plan governance.